Name: Ria's Compliance Solution Book Answers for the Critical Questions
Author: Demby, Elayne Robertson
ISBN: 9781576601921

by Demby, Elayne Robertson

Ria's Compliance Solution Book Answers for the Critical Questions

by Demby, Elayne Robertson

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ISBN-13: 9781576601921
ISBN: 1576601927
Publisher: Wiley & Sons, Incorporated, John

AUTHOR

Demby, Elayne Robertson

SUMMARY

Helps advisers keep a practice in compliance with mushrooming Federal rules and regulations. A convenient desk reference for anyone wishing needing to meet the regulatory criteria for investment advisers in the U.S. market.Demby, Elayne Robertson is the author of 'Ria's Compliance Solution Book Answers for the Critical Questions' with ISBN 9781576601921 and ISBN 1576601927.

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