Capital Markets Handbook 2004

Capital Markets Handbook, Fifth Edition is the definitive desk reference for capital market professionals and a complete resource for anyone working in the financial markets field. Written by seasoned professionals in association with the SIA, Capital Markets Handbook covers the latest developments in securities legislation, and all aspects of documentation, underwriting, pricing, distribution, settlement, immediate aftermarket trading of new issues, information, a glossary, a bibliography, and appendices containing the full text of the primary statutes and regulations. New To The 5th Edition: Post Bubble Policy Reforms New York State's Martin Act Expanded discussion of preliminary and final prospectus delivery requirements Proposed amendments To The Corporate Financing Rule - NASD Rule 2710 Research Analyst Rules - NASD Rule 2711, NYSE Rule 472 & Regulation AC NASD proposed IPO Allocation Rule 2712 NASD Proposed New Issue Rules 2790 Implentation of Sarbanes-Oxley Act of 2002 the 'Global Settlement' NYSE/NASD IPO Advisory Committee Report & Recommendations Proposed Rule 10b-18 'Issuer Repurchase' Bank Tying Arrangements A reorganized compliance chapter in a check list format Also included in the Fifth Edition: New appendices have been included which include both the SEC Global Settlement Press Release and NYSE/NASD IPO Advisory Committee Report & Recommendations an expanded and updated index User Friendly format for easier access to informationBurch, John C. is the author of 'Capital Markets Handbook 2004', published 2003 under ISBN 9780735541924 and ISBN 0735541922.